Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Humphreys is a financial advisor with Wells Fargo Securities, LLC. John holds the Series 79TO, Series 63, and SIE licenses. John is registered with FINRA and is licensed in Texas. John is a registered representative for Wells Fargo Securities, LLC, a firm located in Houston, Texas. The firm is active in both the brokerage and investment advisory business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
08/26/2024 - Present
Wells Fargo Securities, LLC (HOUSTON TX)
BC
Issued 07/31/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/02/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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