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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Millard Friedman is an investment advisor representative with Morgan Stanley. John is registered in 38 states and has 30 years of experience in the financial industry. Prior to joining Morgan Stanley, John worked for J.P. MORGAN SECURITIES LLC, MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., and COWEN & CO.. John holds Series 7, Series 63 and Series 65 licenses. He is a specialist in asset allocation advice and financial planning, offering services to individuals, businesses, investment companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CT
08/05/2024 - Present
Morgan Stanley (Greenwich CT)
NY
05/07/2010 - 08/03/2024
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
06/01/2009 - 05/26/2010
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
11/07/1994 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/26/1993 - 09/23/1994
COWEN & CO. (NEW YORK NY)
IA
Issued 06/19/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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