Unclaimed
John Mikos is a financial professional with over 20 years of experience in the financial services industry. John has a strong track record of providing personalized financial advice and investment management services to a wide range of clients, including individuals, families, and small businesses. John is currently a registered representative with Equitable Advisors, LLC, a leading financial services firm. Before joining Equitable Advisors, LLC, John worked with AEGIS CAPITAL CORP., GLOBAL ARENA CAPITAL CORP, PRESTIGE FINANCIAL CENTER, INC., EMPIRE FINANCIAL GROUP, INC., EHRENKRANTZ KING NUSSBAUM, INC., and VANGUARD CAPITAL. John holds FINRA Series 7, 63, 24, and 66 licenses and is registered to offer securities and investment advisory services in numerous states. John is also committed to community involvement and serves as a Parish Counsel Member for the Greek Orthodox Cathedral of St. Paul.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
05/24/2024 - Present
Equitable Advisors, LLC (MELVILLE NY)
NY
06/20/2011 - 12/20/2022
AEGIS CAPITAL CORP. (MELVILLE NY)
NY
11/03/2010 - 06/22/2011
GLOBAL ARENA CAPITAL CORP (NEW YORK NY)
NY
12/08/2008 - 11/02/2010
PRESTIGE FINANCIAL CENTER, INC. (MELVILLE NY)
NY
10/27/2005 - 12/10/2008
EMPIRE FINANCIAL GROUP, INC. (UNIONDALE NY)
NY
10/20/2003 - 11/21/2005
EHRENKRANTZ KING NUSSBAUM, INC. (MELVILLE NY)
CA
08/15/2003 - 10/15/2003
VANGUARD CAPITAL (DEL MAR CA)
NY
12/12/2002 - 06/26/2003
EHRENKRANTZ KING NUSSBAUM, INC. (MELVILLE NY)
BOTH
Issued 05/10/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/12/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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