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John Mikos

Equitable Advisors, LLC

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About John Mikos

John Mikos is a financial professional with over 20 years of experience in the financial services industry. John has a strong track record of providing personalized financial advice and investment management services to a wide range of clients, including individuals, families, and small businesses. John is currently a registered representative with Equitable Advisors, LLC, a leading financial services firm. Before joining Equitable Advisors, LLC, John worked with AEGIS CAPITAL CORP., GLOBAL ARENA CAPITAL CORP, PRESTIGE FINANCIAL CENTER, INC., EMPIRE FINANCIAL GROUP, INC., EHRENKRANTZ KING NUSSBAUM, INC., and VANGUARD CAPITAL. John holds FINRA Series 7, 63, 24, and 66 licenses and is registered to offer securities and investment advisory services in numerous states. John is also committed to community involvement and serves as a Parish Counsel Member for the Greek Orthodox Cathedral of St. Paul.

Firm Information

John Mikos is currently registered with Equitable Advisors, LLC. Equitable Advisors, LLC is a Limited Liability Company formed in 1999 and headquartered in New York, NY. The firm provides financial planning, pension consulting, educational seminars, and selection of other advisors, among other services. They manage assets for individuals, businesses, and charitable organizations. Equitable Advisors, LLC is registered with the SEC and in 53 states.
Equitable Advisors, LLC

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$32.27B

Assets Under Management

141,324

Total Clients

4,926

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Mikos’s Registration & Firm History

NY

05/24/2024 - Present

Equitable Advisors, LLC (MELVILLE NY)

NY

06/20/2011 - 12/20/2022

AEGIS CAPITAL CORP. (MELVILLE NY)

NY

11/03/2010 - 06/22/2011

GLOBAL ARENA CAPITAL CORP (NEW YORK NY)

NY

12/08/2008 - 11/02/2010

PRESTIGE FINANCIAL CENTER, INC. (MELVILLE NY)

NY

10/27/2005 - 12/10/2008

EMPIRE FINANCIAL GROUP, INC. (UNIONDALE NY)

NY

10/20/2003 - 11/21/2005

EHRENKRANTZ KING NUSSBAUM, INC. (MELVILLE NY)

CA

08/15/2003 - 10/15/2003

VANGUARD CAPITAL (DEL MAR CA)

NY

12/12/2002 - 06/26/2003

EHRENKRANTZ KING NUSSBAUM, INC. (MELVILLE NY)

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Licenses & Designations

BOTH

Issued 05/10/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/12/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/10/2024

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/11/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Mikos.
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