Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Mikes is an experienced financial advisor with over 28 years of experience in the industry. John is currently registered with Wilmington Capital Securities, LLC and has previously been associated with several other firms, including Clark Dodge & Co., Inc. and Ladenburg Capital Management Inc. John is a Series 7, Series 24, Series 52TO, Series 79TO, Series 99TO and SIE licensed professional. John Mikes specializes in working with both high-net-worth individuals and corporations, and offers financial planning and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
11/09/2007 - Present
Wilmington Capital Securities, LLC (GARDEN CITY NY)
NY
02/28/2007 - 02/21/2008
CLARK DODGE & CO., INC. (GARDEN CITY NY)
NY
11/16/2005 - 03/01/2007
S.W. BACH & COMPANY (PORT WASHINGTON NY)
NY
08/05/2002 - 12/05/2005
KIRLIN SECURITIES INC. (SYOSSET NY)
NY
09/15/1998 - 08/07/2002
LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)
NY
02/28/1994 - 08/28/1998
FIRST ASSET MANAGEMENT, INC. (GARDEN CITY NY)
BC
Issued 03/05/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Mikes is the right advisor for you? Invested Better is here to help.
