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John Michael Zazzarino

Rice Financial Products Co.

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About John Michael Zazzarino

John Michael Zazzarino is a financial professional with over 20 years of experience in the industry. Currently, John is registered with Rice Financial Products Co. in Miami, Florida. John has a broad range of experience working with clients in various financial capacities. John is also a registered representative with Series 3, 4, 7, 63, 65, 86, and 87 licenses.

Firm Information

John Zazzarino is currently registered with Rice Financial Products Co.. Rice Financial Products Co. is a Limited Liability Company formed in June 2009. The company is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Zazzarino’s Registration & Firm History

FL

06/04/2024 - Present

Rice Financial Products Co. (Miami FL)

FL

07/31/2019 - 01/30/2020

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

NJ

08/21/2007 - 03/15/2018

STIFEL, NICOLAUS & COMPANY, INCORPORATED (SHREWSBURY NJ)

NJ

08/13/2004 - 08/21/2007

RYAN BECK & CO. (SHREWSBURY NJ)

MI

08/22/2003 - 11/03/2003

ISRAEL A. ENGLANDER & CO., INC. (BIRMINGHAM MI)

NY

11/18/1998 - 02/25/2003

SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/17/2024

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 06/24/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/25/2007

Series 4 - Registered Options Principal Examination

BC

Issued 07/02/2020

Series 3 - National Commodity Futures Examination

BC

Issued 03/15/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/2006

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 01/23/2006

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 04/15/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Michael Zazzarino.
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