Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Woodruff is a financial advisor with over 30 years of experience in the financial services industry. John Michael is currently registered with LPL Financial LLC and is a registered representative in Alabama, Arizona, Arkansas, California, Colorado, Florida, Georgia, Louisiana, Maryland, Mississippi, Nevada, New York, North Carolina, Puerto Rico, Tennessee, and Texas. John Michael has held prior registrations with WELLS FARGO ADVISORS, LLC, H&R BLOCK FINANCIAL ADVISORS, INC., WATERHOUSE SECURITIES, INC., and EXCEL SECURITIES. John Michael has a broad range of experience serving high-net-worth individuals, corporations, and charitable organizations, including pension and profit-sharing plans. John Michael offers a variety of financial services, including investment advice, financial planning, consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
04/22/2010 - Present
LPL Financial LLC (MIRAMAR BEACH FL)
MS
08/31/2006 - 04/26/2010
WELLS FARGO ADVISORS, LLC (RIDGELAND MS)
MS
12/08/1994 - 09/07/2006
H&R BLOCK FINANCIAL ADVISORS, INC. (JACKSON MS)
NE
04/30/1993 - 11/07/1994
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NY
09/25/1992 - 05/13/1993
EXCEL SECURITIES (ROCHESTER NY)
BOTH
Issued 02/27/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/31/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/18/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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