Unclaimed
John Michael Wiet is a financial advisor with over 30 years of experience in the industry. John has been registered with Interactive Brokers LLC since March 2002. Prior to that, John worked at several other firms including Web Street Securities, Inc., Olde Discount Corporation, Tucker Anthony Incorporated, Rodman & Renshaw Inc., and First American Capital Resources, Inc. John holds several licenses and certifications, including Series 7, 24, 3, 4, 55, 57TO, and 63. John is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) and is licensed in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/26/2002 - Present
Interactive Brokers LLC (CHICAGO IL)
IL
09/01/1998 - 04/20/2001
WEB STREET SECURITIES, INC. (DEERFIELD IL)
MI
08/18/1994 - 09/19/1996
OLDE DISCOUNT CORPORATION (DETROIT MI)
MA
12/01/1992 - 07/26/1994
TUCKER ANTHONY INCORPORATED (BOSTON MA)
IL
12/18/1989 - 12/09/1992
RODMAN & RENSHAW INC. (CHICAGO IL)
NY
06/22/1988 - 01/13/1990
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
06/24/1987 - 06/06/1988
FIRST AMERICAN CAPITAL RESOURCES, INC.
BC
Issued 07/22/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2000
Series 24 - General Securities Principal Examination
BC
Issued 06/14/1999
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/18/1996
Series 3 - National Commodity Futures Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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