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John Michael Wiet

Interactive Brokers LLC

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About John Michael Wiet

John Michael Wiet is a financial advisor with over 30 years of experience in the industry. John has been registered with Interactive Brokers LLC since March 2002. Prior to that, John worked at several other firms including Web Street Securities, Inc., Olde Discount Corporation, Tucker Anthony Incorporated, Rodman & Renshaw Inc., and First American Capital Resources, Inc. John holds several licenses and certifications, including Series 7, 24, 3, 4, 55, 57TO, and 63. John is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) and is licensed in all 50 states and the District of Columbia.

Firm Information

John Wiet is currently registered with Interactive Brokers LLC. Interactive Brokers LLC is a Limited Liability Company formed on March 9, 1998 and is approved to operate in all 50 U.S. states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Wiet’s Registration & Firm History

IL

03/26/2002 - Present

Interactive Brokers LLC (CHICAGO IL)

IL

09/01/1998 - 04/20/2001

WEB STREET SECURITIES, INC. (DEERFIELD IL)

MI

08/18/1994 - 09/19/1996

OLDE DISCOUNT CORPORATION (DETROIT MI)

MA

12/01/1992 - 07/26/1994

TUCKER ANTHONY INCORPORATED (BOSTON MA)

IL

12/18/1989 - 12/09/1992

RODMAN & RENSHAW INC. (CHICAGO IL)

NY

06/22/1988 - 01/13/1990

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

NA

06/24/1987 - 06/06/1988

FIRST AMERICAN CAPITAL RESOURCES, INC.

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Licenses & Designations

BC

Issued 07/22/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/26/2000

Series 24 - General Securities Principal Examination

BC

Issued 06/14/1999

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/18/1996

Series 3 - National Commodity Futures Examination

BC

Issued 06/20/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Michael Wiet.
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