Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Wiens is a financial advisor with over 30 years of experience in the industry. John has been with Morgan Stanley since 2019. Before that, John was with ALPS DISTRIBUTORS, INC. John is a Registered Representative and Investment Advisor Representative. John is also licensed in multiple states and has passed multiple industry exams. John has a passion for helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
AL
04/01/2019 - Present
Morgan Stanley (Tuscaloosa AL)
GA
04/17/2013 - 09/13/2018
ALPS DISTRIBUTORS, INC. (WATKINSVILLE GA)
GA
03/31/2011 - 04/12/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)
GA
03/25/2010 - 04/04/2011
J.P. MORGAN SECURITIES LLC (ATLANTA GA)
GA
09/22/2008 - 03/12/2010
BARCLAYS CAPITAL INC. (ATLANTA GA)
GA
05/01/2007 - 09/22/2008
LEHMAN BROTHERS INC. (ATLANTA GA)
GA
10/09/1996 - 02/16/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)
NY
11/04/1994 - 10/09/1996
HSBC SECURITIES, INC. (NEW YORK CITY NY)
NA
04/15/1992 - 10/06/1994
ALEX. BROWN & SONS INCORPORATED
NY
09/29/1988 - 03/25/1991
CITICORP SECURITIES MARKETS, INC. (NEW YORK NY)
NA
10/29/1984 - 06/08/1988
PAINEWEBBER INCORPORATED
NA
03/21/1980 - 08/31/1984
BECKER PARIBAS INCORPORATED
IA
Issued 09/15/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1997
Series 3 - National Commodity Futures Examination
BC
Issued 11/18/1986
Series 5 - Interest Rate Options Examination
BC
Issued 03/15/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Wiens is the right advisor for you? Invested Better is here to help.
