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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Wallop is a financial advisor with Ameriprise Financial Services, LLC. John has been in the industry since 1998. He has a broad range of experience, specializing in providing financial advice to individuals, high-net-worth individuals, businesses, charitable organizations, pension and profit-sharing plans, and trusts/estates. He works with clients to help them achieve their financial goals through asset allocation, financial planning, portfolio management, and educational seminars. John holds various licenses and certifications, including Series 7, 63, 65, 66, and 31. He is registered to provide investment advice in Arizona, California, Colorado, Connecticut, Florida, Indiana, Massachusetts, New Jersey, New York, Ohio, Oregon, Pennsylvania, South Carolina, Virginia, Washington, and Wyoming. John was previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Chase Investment Services Corp., Fidelity Brokerage Services LLC, and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
07/05/2017 - Present
Ameriprise Financial Services, LLC (Garden City NY)
NY
07/29/2005 - 04/18/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BAYSIDE NY)
IL
05/19/2005 - 07/13/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
RI
06/11/1999 - 05/26/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NY
08/31/1998 - 05/24/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 08/24/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/22/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 08/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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