Unclaimed
John Michael Tyler is a financial advisor at Stifel, Nicolaus & Company, Inc. John has been in the financial services industry since 2001. John has been with Stifel, Nicolaus & Company, Inc. since January 2019. Prior to that, John worked at CANTOR FITZGERALD & CO., BEAR, STEARNS & CO. INC. and DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION. John specializes in investments for Individuals, High Net Worth Individuals, Pension and Profit Sharing Plans, Corporations or Other Businesses, State or Municipal Government Entities, Insurance Companies, Charitable Organizations, Investment Clubs, Banking or Thrift Institutions, and Pooled Investment Vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/09/2019 - Present
Stifel, Nicolaus & Company, Inc. (LOS ANGELES CA)
CA
06/21/2005 - 12/27/2018
CANTOR FITZGERALD & CO. (LOS ANGELES CA)
NY
10/16/2002 - 02/22/2005
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NJ
01/31/2001 - 10/21/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 06/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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