Unclaimed
John Michael Thornton is an Investment Advisor Representative with Stephens Investment Management Group, LLC, a firm based in Little Rock, AR, specializing in providing investment advice and portfolio management services to individuals, businesses, and investment companies. John has a proven track record in the industry, holding multiple securities licenses including Series 6, 7, and 63. He is also a CFA Charterholder. John's previous experience includes roles with Stephens and A I M Distributors, INC., both located in Houston, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Registrant provides its model portfolios as recommended strategy models to other advisers for use in their advisory services.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
09/16/2005 - Present
Stephens Investment Management Group, LLC (HOUSTON TX)
TX
09/09/2004 - 12/22/2023
STEPHENS (HOUSTON TX)
TX
08/15/2000 - 09/09/2004
A I M DISTRIBUTORS, INC. (HOUSTON TX)
BC
Issued 08/31/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2004
Series 7 - General Securities Representative Examination
BC
Issued 08/14/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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