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John Michael Thornton

Stephens Investment Management Group, LLC

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About John Michael Thornton

John Michael Thornton is an Investment Advisor Representative with Stephens Investment Management Group, LLC, a firm based in Little Rock, AR, specializing in providing investment advice and portfolio management services to individuals, businesses, and investment companies. John has a proven track record in the industry, holding multiple securities licenses including Series 6, 7, and 63. He is also a CFA Charterholder. John's previous experience includes roles with Stephens and A I M Distributors, INC., both located in Houston, TX.

Firm Information

John Thornton is currently registered with Stephens Investment Management Group, LLC. Stephens Investment Management Group, LLC is a registered investment advisor based in LITTLE ROCK, AR with $7.5 billion in regulatory assets under management. The firm provides portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles. They also offer model portfolios to other advisors for use in their advisory services.
Stephens Investment Management Group, LLC

111 CENTER STREET

LITTLE ROCK, AR 72201

$7.46B

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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registrant provides its model portfolios as recommended strategy models to other advisers for use in their advisory services.

Registrant provides its model portfolios as recommended strategy models to other advisers for use in their advisory services.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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John Thornton’s Registration & Firm History

TX

09/16/2005 - Present

Stephens Investment Management Group, LLC (HOUSTON TX)

TX

09/09/2004 - 12/22/2023

STEPHENS (HOUSTON TX)

TX

08/15/2000 - 09/09/2004

A I M DISTRIBUTORS, INC. (HOUSTON TX)

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Licenses & Designations

BC

Issued 08/31/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/2004

Series 7 - General Securities Representative Examination

BC

Issued 08/14/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for John Michael Thornton.
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