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John Michael Thomas

Kestra Investment Services, LLC

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About John Michael Thomas

John Michael Thomas is a financial professional with over 2 years of experience in the industry. John currently works for Kestra Investment Services, LLC and is registered with the state of Texas. Previously, John worked for S.G. Long & Company in Missoula, MT. John has passed the Series 66, Series 7TO and SIE exams.

Firm Information

John Thomas is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Thomas’s Registration & Firm History

TX

12/13/2023 - Present

Kestra Investment Services, LLC (AUSTIN TX)

MT

03/30/2021 - 11/14/2022

S.G. LONG & COMPANY (MISSOULA MT)

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Licenses & Designations

BOTH

Issued 06/22/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/30/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/27/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Michael Thomas.
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