Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Szeman is a financial professional with experience in the investment banking industry. John has held positions with both TD Securities (USA) LLC and Capital One Securities, Inc. He holds Series 63, SIE, and Series 79 licenses. John currently works as a registered representative for TD Securities (USA) LLC. He has been registered with FINRA since February 17, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/17/2021 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
03/13/2017 - 07/08/2020
CAPITAL ONE SECURITIES, INC. (New York NY)
BC
Issued 05/11/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure John Szeman is the right advisor for you? Invested Better is here to help.
