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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Stone is a financial advisor with Stifel, Nicolaus & Company, Inc. John has been in the industry since 2002 and is registered in 25 states. John is also a Chartered Financial Analyst. John specializes in providing financial planning, portfolio management and pension consulting services to individuals, businesses, investment companies, and pooled investment vehicles. John's previous experience includes working at UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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VA
09/25/2009 - Present
Stifel, Nicolaus & Company, Inc. (LYNCHBURG VA)
VA
05/25/2005 - 09/25/2009
UBS FINANCIAL SERVICES INC. (LYNCHBURG VA)
BC
Issued 06/28/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/11/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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