Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Stephens is a financial advisor with Centaurus Financial, Inc. based in Saratoga, California. John Michael Stephens has been in the financial industry since 1985. Prior to joining Centaurus Financial, Inc., John Michael Stephens was with Park Avenue Securities LLC, Guardian Investor Services Corporation, MONY Securities Corp., The Mutual Life Insurance Company of New York and Waddell & Reed, Inc.. John Michael Stephens is registered to provide investment advice in Arizona, California, Colorado, Texas, and Washington. John Michael Stephens holds the Series 63, SIE and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/14/2002 - Present
Centaurus Financial, Inc. (SARATOGA CA)
NY
05/03/1999 - 05/29/2002
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
08/11/1989 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
09/04/1987 - 08/26/1989
MONY SECURITIES CORP. (NEW YORK NY)
NY
09/04/1987 - 08/26/1989
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
NA
07/31/1985 - 08/20/1987
WADDELL & REED, INC.
BC
Issued 11/13/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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