Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Sload is a financial advisor who has been in the industry since 1998. John is currently registered with Wells Fargo Clearing Services, LLC and is licensed in California, Texas, and Virginia. Prior to joining Wells Fargo Clearing Services, LLC, John was previously employed by Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. John has a strong background in the industry with experience in financial planning, portfolio management for individuals and businesses, and investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
09/04/2014 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTESVILLE VA)
CA
04/02/2007 - 01/12/2009
MORGAN STANLEY & CO. INCORPORATED (TORRANCE CA)
CA
09/23/1998 - 04/02/2007
MORGAN STANLEY DW INC. (TORRANCE CA)
IA
Issued 01/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 09/22/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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