Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Shupenko is an active Registered Representative and Investment Advisor Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. John has been in the industry since November 15, 1996. John has a total of 31 state registrations for securities and two for investment advisory services. John Michael Shupenko is also registered with the Financial Industry Regulatory Authority, Inc. (FINRA). John is a licensed representative of Merrill Lynch, Pierce, Fenner & Smith Inc. in Florida and Texas. John Michael Shupenko's branch office is located in Miami, Florida. John is a qualified individual to provide advice on a variety of financial instruments including stocks, bonds, mutual funds, variable annuities, and other financial products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/04/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MIAMI FL)
MA
10/19/2001 - 09/23/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MA
04/01/1998 - 04/19/2000
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
FL
08/29/1997 - 04/01/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
NJ
05/19/1995 - 09/15/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 08/05/1997
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/28/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1997
Series 7 - General Securities Representative Examination
BC
Issued 05/18/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Shupenko is the right advisor for you? Invested Better is here to help.
