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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Shields is a financial advisor with Hightower Advisors, LLC in Chicago, Illinois. John Shields has been in the financial industry since December 2004. John Shields is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). John Shields is also registered with the State of California. John Shields has passed the Series 66, Series 7 and SIE exams. In addition to financial planning, John Shields provides other services such as treasury management, pension consulting and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
IL
05/27/2011 - Present
Hightower Advisors, LLC (CHICAGO IL)
CA
06/01/2009 - 06/03/2011
MORGAN STANLEY SMITH BARNEY (INDIAN WELLS CA)
CA
07/20/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PALM DESERT CA)
CA
04/29/2005 - 07/26/2007
A. G. EDWARDS & SONS, INC. (PALM DESERT CA)
KS
12/09/2004 - 04/22/2005
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 01/19/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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