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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Sgombick is a financial professional with Cetera Investment Advisers LLC. John Michael Sgombick has been in the financial services industry for over 5 years. John Michael Sgombick is registered with the state of New York and holds Series 6, 7, 63 and 65 licenses. John Michael Sgombick was previously employed by Foresters Financial Services, Inc. John Michael Sgombick provides a wide range of services to individuals and businesses, including financial planning, pension consulting, educational seminars, and portfolio management. John Michael Sgombick is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
04/17/2023 - Present
Cetera Investment Advisers LLC (PEARL RIVER NY)
NY
03/12/2018 - 06/21/2019
FORESTERS FINANCIAL SERVICES, INC. (Pearl River NY)
IA
Issued 4/14/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/12/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/10/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/12/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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