Unclaimed
John Michael Rutski is a financial advisor at Wells Fargo Clearing Services, LLC and has been in the industry since 1988. John has a broad range of experience working for firms such as A. G. Edwards & Sons, Inc., Everen Securities, Inc., Wedbush Morgan Securities Inc., Richfield Securities, Inc., and Pan Oceanic Investments, Inc. John holds Series 7, Series 63, and Series 66 licenses, and the SIE exam. John is registered in Nevada, California, Florida, Hawaii, Maryland, New Jersey, New York, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
04/09/2010 - Present
Wells Fargo Clearing Services, LLC (RENO NV)
NV
05/18/1999 - 01/03/2008
A. G. EDWARDS & SONS, INC. (RENO NV)
MO
11/07/1997 - 05/18/1999
EVEREN SECURITIES, INC. (ST. LOUIS MO)
MO
03/09/1990 - 10/31/1997
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
CA
10/16/1989 - 03/05/1990
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
NA
08/01/1988 - 05/31/1989
RICHFIELD SECURITIES, INC.
NA
04/20/1988 - 07/05/1988
PAN OCEANIC INVESTMENTS, INC.
BOTH
Issued 03/29/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/12/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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