Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Roque is a financial advisor with LPL Financial LLC. John Michael Roque has been in the financial services industry for over 8 years and has a Series 6, Series 63, and SIE license. John Michael Roque has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. John Michael Roque specializes in financial planning, portfolio management, and retirement planning. John Michael Roque's previous experience at J.P. MORGAN SECURITIES LLC further enhances his expertise in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
06/23/2021 - Present
LPL Financial LLC (FORT MILL SC)
TX
11/20/2012 - 02/11/2020
J.P. MORGAN SECURITIES LLC (Houston TX)
BC
Issued 11/28/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure John Roque is the right advisor for you? Invested Better is here to help.
