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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Roewe is a registered representative with Cambridge Investment Research Advisors, Inc. John Michael Roewe has been in the securities industry since 2003. John Michael Roewe is currently registered with Cambridge Investment Research Advisors, Inc. and has previously been registered with Wunderlich Securities, Inc., Riverstone Wealth Management, Inc., Raymond James Financial Services, Inc., and PFS Investments Inc.. John Michael Roewe is licensed to provide securities advice in California, Oklahoma, and Texas. John Michael Roewe has passed the Series 6, Series 7, Series 63, Series 66, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
05/17/2010 - Present
Cambridge Investment Research Advisors, Inc. (POTTSBORO TX)
TX
08/25/2008 - 04/01/2010
WUNDERLICH SECURITIES, INC. (DALLAS TX)
TX
01/15/2007 - 09/18/2008
RIVERSTONE WEALTH MANAGEMENT, INC. (DALLAS TX)
TX
09/11/2003 - 01/04/2007
RAYMOND JAMES FINANCIAL SERVICES, INC. (SHERMAN TX)
GA
06/09/2003 - 09/12/2003
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 06/20/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/10/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/05/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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