Unclaimed
John Michael Robinson is a financial professional with over 14 years of experience in the industry. John is a registered representative with HSBC Securities (USA) Inc. and has been with the firm since 2009. John has a wide range of experience in the financial services industry, having previously worked at Standard Chartered Securities (North America) Inc., Banc of America Securities LLC, and Bancamerica Securities, Inc. John has a strong track record of success in providing investment advice and portfolio management services to clients. John holds several industry licenses and certifications including Series 7, Series 24, Series 63, and Series 79TO. John is dedicated to providing clients with personalized financial advice and solutions tailored to their unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
10/01/2009 - Present
Hsbc Securities (usa) Inc. (HOUSTON TX)
TX
12/12/2008 - 09/14/2009
STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC. (HOUSTON TX)
NY
10/01/1998 - 03/16/2001
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
09/24/1998 - 10/01/1998
BANCAMERICA SECURITIES, INC. (SAN FRANCISCO CA)
BC
Issued 02/12/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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