Unclaimed
John Michael Riso is a financial advisor with over 30 years of experience in the financial services industry. John Michael Riso is currently registered with Ameritas Advisory Services, LLC and holds a Series 7, Series 24, Series 4, Series 52TO and Series 53 licenses, as well as a Series 63 license. John Michael Riso also holds a SIE license. John Michael Riso is licensed in 28 states and the District of Columbia. John Michael Riso has a broad range of experience in the industry, having previously worked with Park Avenue Securities LLC, National Securities Corporation, MetLife Securities Inc., Tower Square Securities, Inc., Walnut Street Securities, Inc., New England Securities and Metropolitan Life Insurance Company. John Michael Riso specializes in providing financial planning, pension consulting, educational seminars, and portfolio management services for individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
NY
02/18/2025 - Present
Ameritas Advisory Services, LLC (FREEPORT NY)
NY
06/20/2016 - 03/31/2017
NATIONAL SECURITIES CORPORATION (MINEOLA NY)
NY
02/15/2011 - 06/15/2016
PARK AVENUE SECURITIES LLC (WESTBURY NY)
NY
07/28/2009 - 01/13/2010
METLIFE SECURITIES INC. (GARDEN CITY NY)
NJ
02/12/2007 - 01/23/2009
TOWER SQUARE SECURITIES, INC. (ISELIN NJ)
NJ
11/26/2001 - 01/23/2009
WALNUT STREET SECURITIES, INC. (ISELIN NJ)
NJ
11/16/2001 - 01/23/2009
METLIFE SECURITIES INC. (ISELIN NJ)
NJ
11/16/2001 - 01/23/2009
NEW ENGLAND SECURITIES (ISELIN NJ)
NJ
02/12/2007 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (ISELIN NJ)
NY
02/05/2001 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NY
03/22/2000 - 11/15/2000
NORTHRIDGE CAPITAL CORPORATION (MELVILLE NY)
AZ
11/19/1989 - 03/31/2000
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
03/21/1986 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
07/11/1985 - 02/19/1986
NORBAY SECURITIES INC.
NA
10/29/1984 - 03/04/1985
HEINER & STOCK, INC.
BC
Issued 10/23/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2008
Series 4 - Registered Options Principal Examination
BC
Issued 04/10/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/01/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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