Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Rasic is a financial professional with over 30 years of experience in the securities industry. He is currently registered with Jonestrading, a firm based in Encino, California, where he has been employed since January 2016. John has held previous positions at Guggenheim Securities, LLC and Jefferies & Company, Inc. John holds a Series 7, Series 24, and Series 55 licenses and is registered with the Financial Industry Regulatory Authority (FINRA) and in 11 states. John specializes in providing investment advice and trading services to individuals and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/05/2016 - Present
Jonestrading (Encino CA)
CA
02/28/2012 - 11/18/2015
GUGGENHEIM SECURITIES, LLC (Pasadena CA)
CA
07/27/1987 - 09/02/2011
JEFFERIES & COMPANY, INC. (LOS ANGELES CA)
BC
Issued 08/08/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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