Unclaimed
John Michael Quigley is a financial advisor with Wells Fargo Securities, LLC in Houston, Texas. John has been in the industry since 2023 and holds the Series 79TO, Series 63 and SIE exams. John is currently registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
11/07/2023 - Present
Wells Fargo Securities, LLC (HOUSTON TX)
BC
Issued 12/04/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/26/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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