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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Pulliam is a financial advisor at Raymond James Financial Services Advisors, Inc. with over 30 years of experience in the financial services industry. John Michael Pulliam is registered with the state of Colorado as an Investment Advisor Representative and in Texas as an Investment Advisor Representative. John Michael Pulliam has a broad range of experience and holds licenses for several different financial products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CO
09/16/2019 - Present
Raymond James Financial Services Advisors, Inc. (Crested Blutte CO)
TX
11/29/2011 - 09/24/2019
UBS FINANCIAL SERVICES INC. (PLANO TX)
TX
05/12/2006 - 12/09/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PLANO TX)
TX
03/08/1994 - 05/22/2006
CITIGROUP GLOBAL MARKETS INC. (PLANO TX)
NY
06/04/1992 - 08/09/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 11/20/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/17/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/1996
Series 3 - National Commodity Futures Examination
BC
Issued 04/06/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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