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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Price is a financial advisor registered with Wells Fargo Clearing Services, LLC and holds licenses in several states. John Michael Price has been working in the financial industry since 1987. Prior to joining Wells Fargo Clearing Services, LLC, John Michael Price worked for Ameriprise Financial Services, Inc., Ameriprise Advisor Services, Inc., Wachovia Securities, LLC, First Union Capital Markets Corp., Dean Witter Reynolds Inc., PaineWebber Incorporated, and Lehman Brothers Inc. John Michael Price provides a variety of financial services, including investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisers, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/26/2017 - Present
Wells Fargo Clearing Services, LLC (SUN CITY CENTER FL)
FL
10/05/2009 - 05/31/2017
AMERIPRISE FINANCIAL SERVICES, INC. (SUN CITY CENTER FL)
FL
11/19/2004 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (SUN CITY CENTER FL)
MO
10/01/1999 - 11/29/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
11/06/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
09/26/1994 - 11/03/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
08/13/1991 - 10/05/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/11/1988 - 07/26/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
09/24/1987 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 08/18/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/20/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 01/25/1988
Series 3 - National Commodity Futures Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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