Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Palma is a financial advisor with over 6 years of experience in the industry. John is currently registered with Spartan Capital Securities, LLC and is licensed to provide securities services in all 50 states. Previously John worked at SW FINANCIAL and WORDEN CAPITAL MANAGEMENT LLC. John has passed the Series 63, Series 7, and the Securities Industry Essentials (SIE) exams. John is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/15/2022 - Present
Spartan Capital Securities, LLC (NEW YORK NY)
NY
12/10/2019 - 09/14/2022
SW FINANCIAL (NEW YORK NY)
NY
09/19/2017 - 12/17/2019
WORDEN CAPITAL MANAGEMENT LLC (New York NY)
BC
Issued 09/23/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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