Unclaimed
John Michael Palazzo is a financial advisor with Intelligent Cross LLC. John has been in the industry since 1989 and holds several licenses and certifications including Series 3, 4, 7, 24, 55, 57TO, 63, 99TO, and SIE. John has previous experience at several firms including UBS Securities LLC, Credit Agricole Cheuvreux North America, Inc. and Calyon Securities (USA) Inc. among many others. John is currently registered with the state of Connecticut and FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
04/05/2018 - Present
Intelligent Cross LLC (Stamford CT)
NY
05/27/2011 - 12/08/2017
UBS SECURITIES LLC (NEW YORK NY)
NY
02/01/2008 - 04/21/2011
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC. (NEW YORK NY)
NY
11/12/2009 - 04/14/2011
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
07/15/2008 - 01/06/2009
CALYON SECURITIES (USA) INC (NEW YORK NY)
NY
05/02/2005 - 01/09/2008
UNX, INC. (NEW YORK NY)
MA
02/24/2003 - 12/08/2004
PULSE TRADING, INC. (BOSTON MA)
PA
11/27/2001 - 02/26/2002
BRUT, LLC (PHILADELPHIA PA)
NY
05/01/2000 - 12/18/2001
MARKETXT, INC. (NEW YORK NY)
NY
01/29/1993 - 04/05/2000
INSTINET CLEARING SERVICES, INC. (NEW YORK NY)
NY
08/12/1991 - 04/05/2000
INSTINET CORPORATION (NEW YORK NY)
FL
10/12/1987 - 08/12/1989
SECURITIES RESEARCH, INC. (VERO BEACH FL)
NA
06/10/1985 - 05/20/1987
SHEARMAN, RALSTON INC.
BC
Issued 07/11/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/1997
Series 24 - General Securities Principal Examination
BC
Issued 05/09/1986
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2012
Series 3 - National Commodity Futures Examination
BC
Issued 03/15/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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