Unclaimed
John Michael Obrien is a financial advisor with over 10 years of experience in the industry. John is currently registered with Empower Financial Services, Inc. and has been registered in 43 states. John holds Series 63, 66, 7 and SIE licenses. Previously, John was a financial advisor for Fidelity Brokerage Services LLC and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
07/18/2024 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CO
11/11/2013 - 06/17/2022
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
CO
09/13/2012 - 05/16/2013
EDWARD JONES (WHEAT RIDGE CO)
BC
Issued 09/09/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/30/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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