Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Nuzzi is a financial advisor with over 13 years of experience in the financial services industry. John has a Series 7, Series 31 and Series 66 licenses and holds FINRA registrations. John is currently registered with LPL Financial LLC and has previously worked at Morgan Stanley. John has a broad range of experience providing financial advice to individuals, families, and businesses. John offers a variety of financial services, including investment management, financial planning, retirement planning, and insurance. John works with a wide range of clients, from individuals to corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
10/21/2019 - Present
LPL Financial LLC (ALBANY NY)
NY
04/05/2017 - 02/22/2019
MORGAN STANLEY (ALBANY NY)
NY
06/01/2009 - 06/09/2014
MORGAN STANLEY (ALBANY NY)
NY
10/31/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ALBANY NY)
BOTH
Issued 04/28/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2017
Series 7 - General Securities Representative Examination
BC
Issued 06/05/2012
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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