Invested Better
Unclaimed

Unclaimed

Unclaimed

John Michael Noone

Houlihan Lokey Capital, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you John? Claim Your Profile

About John Michael Noone

John Michael Noone is a financial professional with over 4 years of experience in the securities industry. John Michael currently works at Houlihan Lokey Capital, Inc. Previously, John Michael was employed at SNOWBRIDGE SECURITIES LLC and ICR CAPITAL LLC. John Michael has passed the Series 63, Series 7TO, SIE and Series 79 exams. John Michael is registered with the state of New York.

Firm Information

John Noone is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

John Noone’s Registration & Firm History

NY

04/19/2022 - Present

Houlihan Lokey Capital, Inc. (NEW YORK NY)

NY

11/12/2019 - 03/29/2022

SNOWBRIDGE SECURITIES LLC (New York NY)

NY

02/21/2019 - 11/08/2019

ICR CAPITAL LLC (NEW YORK NY)

NY

09/26/2016 - 03/08/2017

HOULIHAN LOKEY CAPITAL, INC. (NEW YORK NY)

Not sure if John Michael Noone is right for you?

Licenses & Designations

BC

Issued 10/21/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/06/2020

Series 7TO - General Securities Representative Examination

BC

Issued 03/08/2017

SIE - Securities Industry Essentials Examination

BC

Issued 09/26/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Michael Noone.
Not sure if John Michael Noone is right for you?