Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Neumann is a financial professional with over 30 years of experience in the financial services industry. John is currently registered with Park Avenue Securities LLC, a firm headquartered in New York, New York. John's professional experience includes working with individuals, businesses, charitable organizations, and pension and profit-sharing plans. John holds the Series 7, Series 24, and Series 63 licenses as well as the SIE designation. John has a strong track record of providing comprehensive financial advice to clients, including financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/02/2022 - Present
Park Avenue Securities LLC (NEW YORK NY)
TN
05/21/2019 - 02/08/2022
P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)
MA
01/23/2015 - 04/05/2019
MML STRATEGIC DISTRIBUTORS, LLC (SPRINGFIELD MA)
MA
09/29/2009 - 04/05/2019
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
MA
02/20/2008 - 04/21/2010
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
ME
11/27/2007 - 02/01/2008
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NJ
04/14/2004 - 01/03/2007
TRANSAMERICA CAPITAL, INC. (FREEHOLD NJ)
FL
07/12/2000 - 04/16/2004
INTERSECURITIES, INC. (ST. PETERSBURG FL)
NC
08/01/1997 - 06/30/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
02/28/1997 - 05/09/1997
MARINE MIDLAND SECURITIES, INC. (NEW YORK NY)
NY
04/05/1994 - 02/28/1997
MONY SECURITIES CORP. (NEW YORK NY)
OH
01/05/1993 - 04/05/1994
KEY BROKERAGE COMPANY, INC. (CLEVELAND OH)
NA
04/10/1991 - 12/31/1992
INDEPENDENT FINANCIAL SECURITIES, INC.
NY
09/20/1988 - 09/13/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 10/04/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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