Unclaimed
John Nauman is an investment advisor representative with Osaic Institutions, Inc. John has over 40 years of experience in the financial services industry. He is a registered investment advisor in Kansas and Missouri, and holds Series 7 and 63 licenses. John is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
01/03/2018 - Present
Osaic Institutions, Inc. (Chapel Hill NC)
KS
02/15/2017 - 12/31/2017
INVEST FINANCIAL CORPORATION (OLATHE KS)
KS
09/01/2009 - 03/01/2017
BANKERS & INVESTORS CO. (OLATHE KS)
KS
08/11/2004 - 08/28/2009
NEIDIGER, TUCKER, BRUNER, INC. (OVERLAND PARK KS)
KS
12/02/1994 - 08/11/2004
CHAPMAN SECURITIES, INC. (WICHITA KS)
MO
11/08/1978 - 12/15/1994
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
NA
11/22/1977 - 01/27/1979
SHEARSON LOEB RHOADES INC.
NA
10/05/1977 - 11/22/1977
SHEARSON HAYDEN STONE INC.
NA
01/22/1976 - 07/31/1977
PERRY, ADAMS & LEWIS SECURITIES, INC.
IA
Issued 08/06/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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