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John Michael Mundie

Avantax Investment Services, Inc.

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About John Michael Mundie

John Michael Mundie is a registered representative with Avantax Investment Services, Inc. located in Hazleton, Pennsylvania. John has been in the financial services industry since March 21, 1985. John holds Series 6, SIE and Series 63 licenses. John has been registered with Avantax Investment Services, Inc. since September 30, 1999. Previous to that, John was with Washington Square Securities, Inc. John is licensed to provide financial services in Pennsylvania and New Jersey.

Firm Information

John Mundie is currently registered with Avantax Investment Services, Inc.. Avantax Investment Services, Inc. is a Corporation formed in April 1983. The firm is registered with the SEC and in 53 states, providing services across the United States.

Not reported

Assets Under Management

Not reported

Total Clients

482

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Mundie’s Registration & Firm History

PA

09/30/1999 - Present

Avantax Investment Services, Inc. (HAZLETON PA)

CT

10/01/1995 - 10/25/1999

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

WA

03/22/1985 - 10/01/1995

RELIASTAR FINANCIAL MARKETING CORP. (SEATTLE WA)

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Licenses & Designations

BC

Issued 03/01/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Michael Mundie.
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