Unclaimed
John Michael Mundie is a registered representative with Avantax Investment Services, Inc. located in Hazleton, Pennsylvania. John has been in the financial services industry since March 21, 1985. John holds Series 6, SIE and Series 63 licenses. John has been registered with Avantax Investment Services, Inc. since September 30, 1999. Previous to that, John was with Washington Square Securities, Inc. John is licensed to provide financial services in Pennsylvania and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
09/30/1999 - Present
Avantax Investment Services, Inc. (HAZLETON PA)
CT
10/01/1995 - 10/25/1999
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
WA
03/22/1985 - 10/01/1995
RELIASTAR FINANCIAL MARKETING CORP. (SEATTLE WA)
BC
Issued 03/01/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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