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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Mueller is an investment advisor representative currently registered with Cetera Investment Advisers LLC in Saco, Maine. John has been in the financial services industry since May 2005 and is licensed in multiple states. He holds FINRA Series 6, 7, 63, 65, and 66 securities licenses and the SIE exam. Previously, John has held positions with Nuveen Securities, LLC, Teachers Personal Investors Services, Inc., Wells Fargo Funds Distributor, LLC, Pioneer Funds Distributor, Inc., and Putnam Retail Management Limited Partnership. John also serves as a board member of Falmouth on the Green Home Owners Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
ME
07/24/2023 - Present
Cetera Investment Advisers LLC (SACO ME)
MA
03/21/2016 - 01/03/2023
NUVEEN SECURITIES, LLC (Waltham MA)
MA
05/20/2015 - 03/21/2016
TEACHERS PERSONAL INVESTORS SERVICES, INC. (WALTHAM MA)
NY
05/30/2012 - 04/27/2015
WELLS FARGO FUNDS DISTRIBUTOR, LLC (NEW YORK NY)
MA
04/04/2007 - 05/21/2012
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
MA
12/06/2005 - 04/02/2007
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)
IA
Issued 07/20/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 06/08/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/08/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/05/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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