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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Mueller is a financial advisor registered with Cetera Investment Advisers LLC in Saco, Maine. John Michael Mueller has been in the financial services industry since May 20, 2006, and has a Series 6, Series 7, Series 63, Series 65, and Series 66 license. John Michael Mueller has previously worked for Nuveen Securities, LLC, Teachers Personal Investors Services, Inc., Wells Fargo Funds Distributor, LLC, Pioneer Funds Distributor, Inc., and Putnam Retail Management Limited Partnership. Cetera Investment Advisers LLC is a registered investment advisor with a focus on providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Cetera Investment Advisers LLC manages over $104 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
ME
07/24/2023 - Present
Cetera Investment Advisers LLC (SACO ME)
MA
03/21/2016 - 01/03/2023
NUVEEN SECURITIES, LLC (Waltham MA)
MA
05/20/2015 - 03/21/2016
TEACHERS PERSONAL INVESTORS SERVICES, INC. (WALTHAM MA)
NY
05/30/2012 - 04/27/2015
WELLS FARGO FUNDS DISTRIBUTOR, LLC (NEW YORK NY)
MA
04/04/2007 - 05/21/2012
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
MA
12/06/2005 - 04/02/2007
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)
IA
Issued 7/20/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 6/8/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/8/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/5/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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