Unclaimed
John Michael Mazza is a financial advisor who has been in the industry since 1998. John is currently registered with Prudential Annuities Distributors, Inc. and is located in SHELTON, CT. John has passed the Series 63, Series 26, SIE and Series 6 exams and is registered in Pennsylvania. John was previously employed by Prudential Investment Management Services LLC in SCRANTON, PA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
04/29/2021 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
PA
04/30/1998 - 04/12/2021
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (SCRANTON PA)
BC
Issued 02/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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