Unclaimed
John Michael MacDonald is a financial advisor with RBC Capital Markets, LLC, working in the Short Hills and NEW YORK offices. John Michael MacDonald has over 30 years of experience in the financial industry and is registered in 26 states and territories for both securities and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
12/04/2009 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
09/20/1996 - 12/10/2009
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NC
07/05/1991 - 10/08/1996
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NA
01/18/1990 - 07/08/1991
JESUP, JOSEPHTHAL & CO., INC.
NA
01/02/1990 - 01/27/1990
HANIFEN, IMHOFF SECURITIES CORP.
NA
04/24/1985 - 01/02/1990
MOORE & SCHLEY, CAMERON & CO.
NA
04/19/1983 - 10/19/1984
THOMSON MCKINNON SECURITIES INC.
IA
Issued 05/24/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1984
Series 3 - National Commodity Futures Examination
BC
Issued 09/15/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 08/08/1983
Series 5 - Interest Rate Options Examination
BC
Issued 04/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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