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John Michael Luksa

Swbc Investment Services, LLC

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About John Michael Luksa

John Michael Luksa is a financial advisor with over 20 years of experience in the financial services industry. John currently works at Swbc Investment Services, LLC. John is licensed to sell securities in Texas. He has passed the Series 6, 7, 63 and SIE exams as well as the Uniform Investment Adviser Law Examination. John has previously worked at Global Atlantic Distributors, LLC, The Leaders Group, Inc., Ameritas Investment Corp., Foresters Equity Services, Inc. and MML Investors Services, Inc.

Firm Information

John Luksa is currently registered with Swbc Investment Services, LLC. Swbc Investment Services, LLC is a Limited Liability Company formed in August 2004. The firm is registered in 49 states and is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Luksa’s Registration & Firm History

TX

03/26/2019 - Present

Swbc Investment Services, LLC (SAN ANTONIO TX)

CT

12/08/2017 - 01/18/2018

GLOBAL ATLANTIC DISTRIBUTORS, LLC (HARTFORD CT)

CO

12/09/2015 - 09/13/2016

THE LEADERS GROUP, INC. (LITTLETON CO)

NE

02/04/2008 - 12/31/2013

AMERITAS INVESTMENT CORP. (LINCOLN NE)

CA

08/11/2006 - 02/01/2008

FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)

CA

09/06/2001 - 07/19/2006

MML INVESTORS SERVICES, INC. (LA JOLLA CA)

NY

12/12/1995 - 09/27/2001

MONY SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

IA

Issued 12/30/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/19/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/18/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/2005

Series 7 - General Securities Representative Examination

BC

Issued 12/11/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Michael Luksa. Review regulatory record here.
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