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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Ludwig is a financial advisor with LPL Financial LLC in CARMEL, IN. John Michael Ludwig has been in the securities industry since 1986. John Michael Ludwig is registered with FINRA and has passed the Series 6, Series 7, Series 10, Series 9, Series 23, Series 24, and Series 63 exams. John Michael Ludwig has previously worked at RAYMOND JAMES FINANCIAL SERVICES, INC., GENEOS WEALTH MANAGEMENT, INC., ING FINANCIAL ADVISERS, LLC, AMERICAN UNITED LIFE INSURANCE COMPANY, AUL EQUITY SALES CORP., ALLIED GROUP SECURITIES CORPORATION, EQUICO SECURITIES, INC., and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IN
03/26/2020 - Present
LPL Financial LLC (CARMEL IN)
IN
06/17/2005 - 12/21/2012
RAYMOND JAMES FINANCIAL SERVICES, INC. (INDIANAPOLIS IN)
CO
04/01/2004 - 06/20/2005
GENEOS WEALTH MANAGEMENT, INC. (ENGLEWOOD CO)
CT
02/12/1999 - 04/02/2004
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
IN
04/29/1988 - 02/01/1999
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
IN
04/29/1988 - 02/01/1999
AUL EQUITY SALES CORP. (INDIANAPOLIS IN)
NA
07/30/1987 - 04/19/1988
ALLIED GROUP SECURITIES CORPORATION
NA
10/02/1986 - 10/13/1987
EQUICO SECURITIES, INC.
NA
10/02/1986 - 08/15/1987
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BC
Issued 07/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 03/05/2013
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 07/23/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/08/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
BC
Issued 10/01/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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