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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Lefferts is a financial advisor with over 30 years of experience in the financial services industry. John is a Certified Financial Planner and a Chartered Financial Consultant. He is currently registered with Equitable Advisors, LLC and is also registered with the state of California. John provides a range of services including financial planning, pension consulting, educational seminars, and portfolio management. He has a strong track record of helping individuals and businesses achieve their financial goals. John is also a registered representative of Equitable Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
02/21/2019 - Present
Equitable Advisors, LLC (SAN DIEGO CA)
TX
08/13/2013 - 12/11/2013
LION STREET FINANCIAL, LLC (DALLAS TX)
TX
12/20/2010 - 05/31/2012
M HOLDINGS SECURITIES, INC. (DALLAS TX)
TX
08/23/1982 - 01/28/2009
AXA ADVISORS, LLC (HOUSTON TX)
NY
02/27/2002 - 07/23/2003
PARAMOUNT PLANNERS, LLC (NEW YORK NY)
NY
08/23/1982 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 11/08/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/27/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/05/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2019
Series 24 - General Securities Principal Examination
BC
Issued 12/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1998
Series 7 - General Securities Representative Examination
BC
Issued 02/12/1990
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 03/12/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/19/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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