Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Leake is a financial advisor at Stephens with over 30 years of experience in the industry. John has a broad range of experience across multiple industries, including working with Stephens, Chicago Partnership Board, Inc., Horwitz & Associates, Inc., and Powell & Satterfield, Inc. John is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 63, and 66 licenses. John is also a registered investment advisor in Arkansas and Texas. John provides financial planning, portfolio management, and other advisory services to individuals, corporations, and other institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
04/04/2014 - Present
Stephens (LITTLE ROCK AR)
IL
11/16/1993 - 02/28/1997
CHICAGO PARTNERSHIP BOARD, INC. (CHICAGO IL)
IL
02/03/1993 - 04/14/1993
HORWITZ & ASSOCIATES, INC. (HIGHLAND PARK IL)
AR
06/18/1992 - 09/18/1992
POWELL & SATTERFIELD, INC. (LITTLE ROCK AR)
BOTH
Issued 03/29/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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