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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Koth is a financial advisor with over 27 years of experience in the financial services industry. John Michael Koth is currently registered with Osaic Institutions, Inc. in both Indiana and Connecticut and has held previous registrations in various states including Illinois, Virginia, Washington, Michigan, Wisconsin, New Jersey, and Ohio. John Michael Koth has a wide range of experience in the financial services industry and has held various roles including compliance officer and financial and operations principal. John Michael Koth is a highly qualified and experienced financial advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
12/19/2023 - Present
Osaic Institutions, Inc. (Westfield IN)
IL
01/09/2013 - 11/25/2013
INVESTMENT PLANNERS, INC. (DECATUR IL)
VA
08/29/2011 - 12/15/2011
ANDERSON & STRUDWICK, INCORPORATED (RICHMOND VA)
WA
08/26/2010 - 08/19/2011
BLACK DIAMOND SECURITIES LLC (KIRKLAND WA)
VA
06/26/2007 - 05/19/2009
DAVENPORT & COMPANY LLC (RICHMOND VA)
MI
04/28/2006 - 10/23/2006
USA ADVANCED PLANNERS INC. (GRAND RAPIDS MI)
WI
04/24/2001 - 04/13/2006
CATHOLIC FINANCIAL SERVICES CORPORATION (MILWAUKEE WI)
NJ
03/22/1999 - 05/02/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
05/15/1998 - 03/10/1999
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
OH
02/15/1996 - 05/08/1998
FIRST OF AMERICA BROKERAGE SERVICE, INC. (CLEVELAND OH)
OH
08/21/1989 - 02/21/1994
FIRST OF AMERICA BROKERAGE SERVICE, INC. (CLEVELAND OH)
NA
11/25/1987 - 01/15/1988
THE STUART-JAMES COMPANY, INC.
BOTH
Issued 12/18/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2007
Series 14 - Compliance Officer Examination
BC
Issued 02/18/1997
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/28/1993
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/26/1992
Series 4 - Registered Options Principal Examination
BC
Issued 09/30/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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