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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael James is a financial advisor with Cambridge Investment Research Advisors, Inc. John Michael James has been in the industry since August 12, 1996 and currently holds registrations as an Investment Advisor Representative in Nebraska and Texas. John Michael James is also registered as a broker in Colorado, Iowa, Kansas, Missouri, Nebraska, Oklahoma, and Texas. John Michael James is a licensed Independent Insurance Agent and is affiliated with various independent insurance companies. John Michael James is a registered representative with Cambridge Investment Research, Inc. and has served as an Advisory Representative for Cambridge Investment Research Advisors, Inc. John Michael James provides financial planning and portfolio management services to individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NE
09/29/2020 - Present
Cambridge Investment Research Advisors, Inc. (Bellevue NE)
NE
08/13/2015 - 09/19/2017
NATIONAL PLANNING CORPORATION (Bellevue NE)
NE
05/17/2013 - 08/17/2015
SECURIAN FINANCIAL SERVICES, INC. (BELLEVUE NE)
NE
03/26/2004 - 05/07/2013
NATIONAL PLANNING CORPORATION (BELLEVUE NE)
CA
03/22/1999 - 03/26/2004
LEGACY FINANCIAL SERVICES, INC. (PETALUMA CA)
MN
04/13/1998 - 04/08/1999
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
NY
01/02/1998 - 04/08/1998
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
07/31/1996 - 01/02/1998
AIG EQUITY SALES CORP. (NEW YORK NY)
IA
Issued 12/17/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2002
Series 7 - General Securities Representative Examination
BC
Issued 07/30/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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