Unclaimed
John Michael Howard is a financial advisor in Charlotte, NC. John has been in the financial services industry since 1993. John is currently registered with P.j. Robb Variable, LLC. Previously, John was registered with Underwriters Equity Corporation, Pruco Securities, LLC., Conseco Securities, Inc., Capital Brokerage Corporation, and Alex. Brown & Sons Incorporated. John holds FINRA Series 63, 24, SIE, and 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
01/09/2008 - Present
P.j. Robb Variable, LLC (Charlotte NC)
PA
01/20/2005 - 12/31/2007
UNDERWRITERS EQUITY CORPORATION (HARRISBURG PA)
NJ
03/27/2002 - 09/22/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
IN
01/31/2001 - 02/04/2002
CONSECO SECURITIES, INC. (CARMEL IN)
VA
04/15/1993 - 03/24/2000
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
NA
03/04/1992 - 12/02/1992
ALEX. BROWN & SONS INCORPORATED
BC
Issued 05/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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