Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Holman is a financial advisor with over 25 years of experience in the industry. John is currently registered with First Southern, LLC and has previously been associated with several other firms including First Southern Securities, LLC., V2V Securities LLC, CAVU Securities LLC, Bedminster Financial Group, Limited, AX Trading, LLC, Elevation, LLC, Midsouth Capital, Inc., Piper Jaffray & Co., Mellon Securities LLC, Wit Soundview Corporation, Wit Capital Corporation, PaineWebber Incorporated, Tradewell Discount Investing, LLC, National Discount Brokers, Waterhouse Securities, Inc. and Investors Center, Inc.. John holds a variety of licenses and certifications, including Series 7, 63, 8, 24, 14, 99TO, 79TO, 52TO, and SIE. John is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in numerous states, including Alabama, Arizona, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Missouri, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, Ohio, Pennsylvania, Puerto Rico, South Carolina, Texas, Virginia, Washington, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
04/20/2017 - Present
First Southern, LLC (Alpharetta GA)
GA
04/20/2017 - 10/05/2020
FIRST SOUTHERN SECURITIES, LLC. (ALPHARETTA GA)
NY
12/19/2014 - 11/30/2015
V2V SECURITIES LLC (New York NY)
NY
08/19/2010 - 12/31/2014
CAVU SECURITIES LLC (NEW YORK NY)
PA
10/21/2014 - 12/05/2014
BEDMINSTER FINANCIAL GROUP, LIMITED (HOLICONG PA)
CT
06/02/2011 - 10/17/2011
AX TRADING, LLC (STAMFORD CT)
NY
03/26/2010 - 11/01/2010
ELEVATION, LLC (NEW YORK NY)
NY
12/16/2009 - 03/22/2010
MIDSOUTH CAPITAL, INC. (NEW YORK NY)
MN
01/26/2004 - 08/30/2004
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
NJ
12/10/2001 - 01/22/2004
MELLON SECURITIES LLC (JERSEY CITY NJ)
CT
12/04/2000 - 02/22/2001
WIT SOUNDVIEW CORPORATION (OLD GREENWICH CT)
CT
10/12/1999 - 02/20/2001
WIT CAPITAL CORPORATION (OLD GREENWICH CT)
NJ
01/26/1999 - 09/22/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
CA
01/28/1998 - 01/04/1999
TRADEWELL DISCOUNT INVESTING, LLC (SAN DIEGO CA)
NE
09/19/1995 - 12/17/1997
NATIONAL DISCOUNT BROKERS (OMAHA NE)
NE
04/11/1989 - 09/15/1995
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NA
09/20/1988 - 03/10/1989
INVESTORS CENTER, INC.
BC
Issued 12/16/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/04/1995
Series 24 - General Securities Principal Examination
BC
Issued 07/09/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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