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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Heroux is a financial advisor with Kovack Advisors, Inc., a firm with offices in Fort Lauderdale, Florida and Santa Barbara, California. John has been in the financial services industry for over 20 years. John is a Certified Financial Planner, and holds Series 7, 24, 52, 53, 63, and 66 licenses. John has experience managing money for individuals, corporations and businesses, and high-net-worth individuals. John has worked at Kovack Advisors, Inc., TKG Financial, LLC and First Wall Street Corp.. John is licensed in 22 states across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
04/30/2024 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
CA
04/11/2005 - 05/20/2017
TKG FINANCIAL, LLC (SANTA BARBARA CA)
CA
02/07/2002 - 04/08/2005
FIRST WALL STREET CORP. (LA JOLLA CA)
BOTH
Issued 11/26/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/01/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/30/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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