Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Michael Haugh is a securities professional with over 20 years of experience in the financial industry. Currently, John is registered with Mizuho Securities USA LLC. Previously, John was employed at Morgan Stanley & Co. LLC, Mizuho Securities USA Inc., UBS Securities LLC, Bear, Stearns & Co. Inc., and Barclays Capital Inc. John holds the Series 63, Series 7, and SIE licenses and is registered in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/10/2019 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
08/04/2016 - 06/10/2019
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
07/01/2013 - 07/26/2016
MIZUHO SECURITIES USA INC. (NEW YORK NY)
NY
02/03/2010 - 02/07/2013
UBS SECURITIES LLC (NEW YORK NY)
NY
09/20/2007 - 06/12/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
01/20/2005 - 09/07/2007
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/22/2003 - 04/15/2004
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/05/1999 - 11/07/2001
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 07/06/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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