Unclaimed
John Michael Harris is a registered investment advisor representative with Key Investment Services LLC. John has been in the securities industry since October 13, 2002. John has experience in managing individual and institutional portfolios. John's firm, Key Investment Services LLC, manages approximately $1 billion - $10 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
11/08/2022 - Present
KEY Investment Services LLC (BROOKLYN OH)
IN
11/13/2020 - 11/08/2022
J.P. MORGAN SECURITIES LLC (INDIANAPOLIS IN)
IN
04/14/2017 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CARMEL IN)
IN
10/01/2012 - 04/12/2017
J.P. MORGAN SECURITIES LLC (INDIANAPOLIS IN)
IN
04/29/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (AVON IN)
IN
06/25/2010 - 05/09/2011
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
IN
11/13/2009 - 05/18/2010
PNC INVESTMENTS (ANDERSON IN)
IN
07/15/2003 - 11/13/2009
NATCITY INVESTMENTS, INC. (ANDERSON IN)
WI
08/05/2002 - 06/12/2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
IA
Issued 11/22/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/05/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/17/2009
Series 4 - Registered Options Principal Examination
BC
Issued 05/04/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2005
Series 7 - General Securities Representative Examination
BC
Issued 08/02/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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