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John Michael Harris

KEY Investment Services LLC

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About John Michael Harris

John Michael Harris is a registered investment advisor representative with Key Investment Services LLC. John has been in the securities industry since October 13, 2002. John has experience in managing individual and institutional portfolios. John's firm, Key Investment Services LLC, manages approximately $1 billion - $10 billion in assets.

Firm Information

John Harris is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Harris’s Registration & Firm History

OH

11/08/2022 - Present

KEY Investment Services LLC (BROOKLYN OH)

IN

11/13/2020 - 11/08/2022

J.P. MORGAN SECURITIES LLC (INDIANAPOLIS IN)

IN

04/14/2017 - 11/13/2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CARMEL IN)

IN

10/01/2012 - 04/12/2017

J.P. MORGAN SECURITIES LLC (INDIANAPOLIS IN)

IN

04/29/2011 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (AVON IN)

IN

06/25/2010 - 05/09/2011

ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)

IN

11/13/2009 - 05/18/2010

PNC INVESTMENTS (ANDERSON IN)

IN

07/15/2003 - 11/13/2009

NATCITY INVESTMENTS, INC. (ANDERSON IN)

WI

08/05/2002 - 06/12/2003

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 11/22/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/05/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/05/2010

Series 53 - Municipal Securities Principal Examination

BC

Issued 09/17/2009

Series 4 - Registered Options Principal Examination

BC

Issued 05/04/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/2005

Series 7 - General Securities Representative Examination

BC

Issued 08/02/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Michael Harris. Review regulatory record here.
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